Business Compliance Assessment Tool - deAsra Foundation

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Services > Tools > Business Compliance Assessment Tool

This Compliance Assessment is designed for small businesses in India. It covers the four compliance areas.

Service - tools

Know more about this tool

View what is included

Assistance in applying for Udyam Registration.
Information on document requirements.
Information on the process.
Follow-ups with the associated government department.

View what is excluded

Noting specific.

Video Guidance of Business Compliance Assessment Tool

Share Your Details

Step 1 of 6

16%

Business Information
Date*
Date Format: DD dash MM dash YYYY
Business Name*
Business Sector*
Business owner's (First) Name*
Business owner's (Second) Name*
Country Code*
Contact number*
Comma Separated Emails
Email ID
Facilitator Email
Address of the firm*
Street Address Address Line 2 ZIP / Postal Code City State / Province / Region
When was the business started (month-year)?
What is your business type?*
What is the nature of business ?*

Please enter the 4-digit OTP you have received

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Basic Compliances
Do you have a PAN for your business?*
- Yes
- No
Have you applied for a Shop Act?*
- Yes
- No
- Not Applicable
If you are engaged in a food business, do you have FSSAI Registration/ Licence for your business?*
- Yes
- No
- Not Applicable
Have you obtained a Profession Tax Enrollment Certificate(PTEC) and a Profession Tax Registration Certificate (PTRC)?*
- Yes
- No
If you have hired employees, then do you pay their wages as per the rates mentioned under the Minimum Wages Act 1948?*
- Yes
- No
Are all your employees above 14 years of age?*
- Yes
- No
Do you deduct the Tax at Source (TDS)?*
- Yes
- No
- Not Applicable
If you deduct TDS, then do you have TAN for your business?*
- Yes
- No
- Not Applicable

HR Compliances
If you have 20 or more employees, then have you registered your business with the Provident Fund Office and are you deducting the Employees' Contribution as mentioned under the Act?*
- Yes
- No
- Not Applicable
If you have 10 or more employees, then have you registered your business with Employees' State Insurance Corporation (ESIC) Office?*
- Yes
- No
- Not Applicable
If you are registered with the ESIC Office, then are you deducting and paying contributions as mentioned under the Act?*
- Yes
- No
- Not Applicable
If you have 10 or more employees, then have you paid gratuity to employees who were in continuous service for more than 4 years and 11 months in your organization, at the time of end of their employment?*
- Yes
- No
- Not Applicable
If you have 5 or more employees, then have you obtained the registration under the Maharashtra State Labour and Welfare Fund Act? (For Maharashtra Only)*
- Yes
- No
- Not Applicable
If your business is registered under the Maharashtra State Labour and Welfare Fund Act, then are the deductions being done as mentioned in the Act? (For Maharashtra Only)*
- Yes
- No
- Not Applicable

Recurring Compliances
Have you filed Income Tax Returns (ITR) for the previous year and/or from the completion of the first Financial Year of the business?*
- Yes
- No
Have you insured your business premises, finished goods etc. and are the insurances renewed from time to time?*
- Yes
- No
In the case of manufacturing business, have you insured your raw materials, and is the insurance renewed from time to time?*
- Yes
- No
- Not Applicable

Entity and Trade Related Compliances
If you have a Partnership Firm, then have you registered your Partnership Deed?*
- Yes
- No
- Not Applicable
If you have incorporated a LLP, then have you maintained Financial Statements and done Annual Return Filing?*
- Yes
- No
- Not Applicable
If you have incorporated a Private Limited Company, then does your company follow the mandatory compliances, such as the Board Meeting, AGM(Annual General Meeting), Maintaining Registers etc.?*
- Yes
- No
- Not Applicable
If you have a Manufacturing or Service sector business, then have you obtained Udyam Registration for your business?*
- Yes
- No
- Not Applicable
ProspectID
LS Response
PDF
Business Rule
Error Code
Response Message
UTM Source
UTM Medium
UTM Campaign
Consent*
I agree to the terms and conditions and authorise deAsra and deAsra's Partners to contact me on the number provided. This will override the registry with DNC/ NDNC.

Provide Your Information to Submit a Request

Step 1 of 7

0%

Please fill your personal details. You will receive the result of Funding Readiness Evaluation on your e-mail id.

About Me

*Fields are mandatory.
Name*
First Last
Country Code*
Phone*
Comma Separated Emails
Email ID
Business Name
Business Sector*
Name
Industry

(Please select all options that are applicable to you / your team)

Business identity and financial formalization
1. Do you have your personal KYC documents such as PAN Card, Aadhaar Card and address proof?*
- Yes
- No
2. Do you have a PAN card for your business ?*
(For those other than Proprietorship concerns)
- Yes
- No
- I have a Proprietorship concern
3. Do you have the address proof of your business?*
(Either Rent Agreement or ownership documents like Index II, latest Property Tax paid receipt etc.)
- Yes
- No
4. Do you have necessary registrations / licences / permissions that are applicable to your business?*
(For e.g. Shop Act, FSSAI for food business, TR licence for transport business etc.)
- Yes
- No
- Not applicable/required to my business activity
5. Do you have your business formation documents? (For those other than Proprietorship concerns)*
(E.g. Partnership Deed, Certificate of Incorporation or MOA & AOA etc.)
- Yes
- No
- I have a Proprietorship concern
6. Do you have a Udyam Registration?*
(Not applicable for Trading businesses)
- Yes
- No
- My business activity is trading
7. Do you have a GST Registration, if applicable to your business?*
- Yes
- No
- Not Applicable to my business
8. Do you have a bank account?*
- Yes
- No
9. Did you file the ITR for your business, for the previous year?*
- Yes
- No
10. Do you have the financial statements of your business for the last financial year?*
- Yes
- No
- My business is in existance for less than 6 months

(Please select all options that are applicable to your loan application)

Credit Worthiness
1. Did you take any secured/unsecured loan in the past and paid/ are paying it back on time?*
- Yes
- No
2. Do you repay existing loans regularly?*
- Yes
- No
- I have not taken any loans
3. Are the loans where you have given guarantee regularly repaid?*
- Yes
- No
- I am not a guarantor for any loans
4. Do you regularly pay credit card bills?*
- Yes
- No
- I don’t use credit card
5. In the last six months, did you apply for a loan, and was the loan approved?*
- Yes
- No
- I have not applied for any loans
6. Can you raise margin money?*
- Yes
- No
7. Can you provide guarantors for the loan?*
- Yes
- No
8. If required, can you provide a collateral security?*
- Yes
- No
9. Do you have sufficient cash to settle day-to-day and long-term payments like salary, rent, EMI etc.?*
- Yes
- No

(Please select all options that are applicable to your loan application)

Digitisation
1. Do you use digital payment modes like internet banking and UPI?*
- Yes
- No
2. Do you use any Apps, software or Excel Sheets to record your business transactions?*
- Yes
- No

Funding Readiness is calculated based on your response to the questions. Please confirm your response.

My Business Idea*
Years in Operation*
Facilitator Email
Handholder Email
Loan Amount Required*
Has Come From
Email Id Filled Before
Status
Total Points Obtained
Total
Percentage
Source
Source Specific
Campaign
ProspectID
LS Response
PDF
Business Rule
Impact Response
Error Code
Response Message
UTM Source
UTM Medium
UTM Campaign
Consent*
I agree to the terms and conditions and authorise deAsra and deAsra's Partners to contact me on the number provided. This will override the registry with DNC/ NDNC.

Please enter the 4-digit OTP you have received

Did not receive OTP? Try again!

wrong OTP try again!!

Provide Your Information to Submit a Request

Step 1 of 7

0%

Please fill your personal details. You will receive the result of Funding Readiness Evaluation on your e-mail id.

About Me

*Fields are mandatory.
Name*
First Last
Country Code*
Phone*
Comma Separated Emails
Email ID
Business Name
Business Sector*

(Please select all options that are applicable to you / your team)
1. I have or one of my team members has core or vocational training for this business. (Examples of Vocational courses -The courses which give business specific knowledge along with hands-on exposure are known as vocational courses. For eg. Event management course, photography course, food processing course, etc.) **
- Yes
- No
2. I have or one of my team members has experience or knowledge of running this business. (For eg. Have worked in an organisation having same line of business or have done internship in that area or have worked at a friend's workplace, etc.) **
- Yes
- No
3. I have necessary documents like PAN, Adhar card, Address proof, etc.) **
- Yes
- No
4. I /we have industry expert's support/ guidance/ mentorship.
- Yes
- No

(Please select all options that are applicable to your loan application)
1. Can raise margin money. **
- Yes
- No
2. Can provide guarantors. **
- Yes
- No
3. Can provide collateral security. **
- Yes
- No

1. I have repaid all my past loans regularly **
- Yes
- No
- I had no past loans
2. I repay all my existing loans regularly **
- Yes
- No
- I do not have any loans
3. Repayment of the loan for which I have given guarantee is regular **
- Yes
- No
- Have not given guarantee
4. I have filed income tax return for the previous financial year.
- Yes
- No
- My income is not taxable

Funding Readiness is calculated based on your response to the questions. Please confirm your response.

Industry*
Other Industry*
My Business Idea
Facilitator Email
Loan Amount Required*
Has Come From
Email Id Filled Before
Status
Total Points Obtained
Total
Percentage
Source
Source Specific
Campaign
ProspectID
LS Response
PDF
Business Rule
Impact Response
Error Code
Response Message
UTM Source
UTM Medium
UTM Campaign
Consent*
I agree to the terms and conditions and authorise deAsra and deAsra's Partners to contact me on the number provided. This will override the registry with DNC/ NDNC.

Please enter the 4-digit OTP you have received

Did not receive OTP? Try again!

wrong OTP try again!!

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